Job Overview
Location: NJ/NYC Area, with Remote Flexibility
About Us:
We provide regulatory compliance software solutions to mid to large broker-dealers, investment advisors, and banks engaged in retail and institutional trading. Our clients primarily operate in the United States, with global offices in Brazil, Canada, and across Europe. Our software includes comprehensive compliance tools to support these firms in meeting regulatory requirements and maintaining robust internal controls.
Position Overview:
We are seeking a knowledgeable and dynamic Part-Time Compliance Software Trainer to deliver impactful training and software demonstrations to compliance teams at our client organizations. The ideal candidate will have a strong foundation in financial compliance, a background in the financial services industry, and the flexibility to work remotely or on-site within the NJ/NYC area as needed.
Key Responsibilities:
- Provide engaging and effective training sessions on our compliance software to new and existing clients, focusing on compliance teams within large financial organizations.
- Conduct tailored software demonstrations, showcasing multiple modules designed to enhance regulatory compliance for broker-dealers, investment advisors, and banks.
- Serve as a subject matter expert, addressing client inquiries and ensuring a deep understanding of the software and its compliance capabilities.
- Collaborate with clients to ensure the effectiveness of training programs and maintain high client satisfaction.
Qualifications:
- Professional Expertise:
- Extensive experience in the financial services industry, particularly with broker-dealers, investment advisors, or banks.
- Strong knowledge of compliance regulations, including FINRA rules, REGBI, suitability, trade supervision, trade surveillance, and written supervisory procedures.
- Experience with FINRA, SEC, MSRB, or similar regulatory bodies is a strong plus.
- Series 7 (S7) certification is highly desirable.
- Communication Skills:
- Excellent verbal and interpersonal communication skills, with a clear and professional presence.
- Ability to present complex compliance topics in a simplified, engaging manner.
- Technical Skills:
- Familiarity with compliance software platforms and experience delivering training in a regulated environment.
- A background in product demonstrations and client training is preferred.
Additional Details:
- Location and Flexibility:
- Candidates may work remotely from anywhere within the US, with occasional travel to client sites in the NJ/NYC area as needed.
- Compensation:
- Competitive hourly rates, with variations based on remote or on-site engagement.
This part-time role is ideal for seasoned compliance professionals looking to leverage their expertise in a flexible capacity. Retired professionals with substantial experience in financial compliance are encouraged to apply.
Job Types: Part-time, Contract
Pay: $35.00 - $45.00 per hour
Expected hours: 20 per week
Schedule:
Supplemental Pay:
Education:
Experience:
- Product demos: 3 years (Required)
- Financial systems: 2 years (Required)
Ability to Relocate:
- Princeton, NJ 08540: Relocate before starting work (Preferred)
Work Location: Hybrid remote in Princeton, NJ 08540
